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The Blackstone Group Inc. (NYSE:BX) Shares Sold by ProVise Management Group LLC

The Blackstone Group Inc. (NYSE:BX) Shares Sold by ProVise Management Group LLC

Posted by on Jan 19th, 2021 // Comments off

ProVise Management Group LLC lowered its holdings in The Blackstone Group Inc. (NYSE:BX) by 1.9% in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The... 
Cogeco Inc. (OTCMKTS:CGECF) Short Interest Update

Cogeco Inc. (OTCMKTS:CGECF) Short Interest Update

Posted by on Jan 19th, 2021 // Comments off

Cogeco Inc. (OTCMKTS:CGECF) saw a large decrease in short interest in December. As of December 31st, there was short interest totalling 7,100 shares, a decrease of 18.4% from the December 15th total of 8,700 shares. Based on an average... 
Allied Investment Advisors LLC Boosts Stock Holdings in Kimberly-Clark Co. (NYSE:KMB)

Allied Investment Advisors LLC Boosts Stock Holdings in Kimberly-Clark Co. (NYSE:KMB)

Posted by on Jan 19th, 2021 // Comments off

Allied Investment Advisors LLC boosted its position in Kimberly-Clark Co. (NYSE:KMB) by 1.9% in the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The fund owned 35,913 shares... 
Schwab U.S. Large-Cap Growth ETF (NYSEARCA:SCHG) Holdings Boosted by Game Plan Financial Advisors LLC

Schwab U.S. Large-Cap Growth ETF (NYSEARCA:SCHG) Holdings Boosted by Game Plan Financial Advisors LLC

Posted by on Jan 19th, 2021 // Comments off

Game Plan Financial Advisors LLC grew its holdings in Schwab U.S. Large-Cap Growth ETF (NYSEARCA:SCHG) by 14.4% during the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The... 
The PNC Financial Services Group (NYSE:PNC) Given New $167.00 Price Target at Keefe, Bruyette & Woods

The PNC Financial Services Group (NYSE:PNC) Given New $167.00 Price Target at Keefe, Bruyette & Woods

Posted by on Jan 19th, 2021 // Comments off

The PNC Financial Services Group (NYSE:PNC) had its target price upped by Keefe, Bruyette & Woods from $150.00 to $167.00 in a research report report published on Monday, The Fly reports. They currently have a market perform rating... 
Spirent Communications plc (SPT.L) (LON:SPT) Rating Reiterated by Liberum Capital

Spirent Communications plc (SPT.L) (LON:SPT) Rating Reiterated by Liberum Capital

Posted by on Jan 19th, 2021 // Comments off

Liberum Capital reiterated their buy rating on shares of Spirent Communications plc (SPT.L) (LON:SPT) in a research report report published on Monday morning, AnalystRatings.net reports. They currently have a GBX 310 ($4.05) target... 
Ballard Power Systems (NASDAQ:BLDP) Downgraded to “Hold” at Zacks Investment Research

Ballard Power Systems (NASDAQ:BLDP) Downgraded to “Hold” at Zacks Investment Research

Posted by on Jan 19th, 2021 // Comments off

Zacks Investment Research cut shares of Ballard Power Systems (NASDAQ:BLDP) (TSE:BLD) from a buy rating to a hold rating in a research note published on Monday morning, Zacks.com reports. According to Zacks, “Ballard Power Systems... 
Grassi Investment Management Boosts Stock Holdings in Invesco Aerospace & Defense ETF (NYSEARCA:PPA)

Grassi Investment Management Boosts Stock Holdings in Invesco Aerospace & Defense ETF (NYSEARCA:PPA)

Posted by on Jan 19th, 2021 // Comments off

Grassi Investment Management boosted its position in Invesco Aerospace & Defense ETF (NYSEARCA:PPA) by 0.6% during the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission.... 
ONE Gas (NYSE:OGS) Updates FY 2021 After-Hours Earnings Guidance

ONE Gas (NYSE:OGS) Updates FY 2021 After-Hours Earnings Guidance

Posted by on Jan 19th, 2021 // Comments off

ONE Gas (NYSE:OGS) updated its FY 2021 After-Hours earnings guidance on Tuesday. The company provided EPS guidance of 3.68-3.92 for the period, compared to the Thomson Reuters consensus EPS estimate of $3.85. ONE Gas also updated its... 
Aevitas Wealth Management Inc. Raises Holdings in JPMorgan Chase & Co. (NYSE:JPM)

Aevitas Wealth Management Inc. Raises Holdings in JPMorgan Chase & Co. (NYSE:JPM)

Posted by on Jan 19th, 2021 // Comments off

Aevitas Wealth Management Inc. boosted its holdings in shares of JPMorgan Chase & Co. (NYSE:JPM) by 14.1% during the 4th quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange... 
Aevitas Wealth Management Inc. Decreases Stock Position in iShares Silver Trust (NYSEARCA:SLV)

Aevitas Wealth Management Inc. Decreases Stock Position in iShares Silver Trust (NYSEARCA:SLV)

Posted by on Jan 19th, 2021 // Comments off

Aevitas Wealth Management Inc. cut its stake in iShares Silver Trust (NYSEARCA:SLV) by 8.3% in the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The firm owned... 
JPMorgan Chase & Co. (NYSE:JPM) Position Decreased by SevenBridge Financial Group LLC

JPMorgan Chase & Co. (NYSE:JPM) Position Decreased by SevenBridge Financial Group LLC

Posted by on Jan 19th, 2021 // Comments off

SevenBridge Financial Group LLC lessened its holdings in shares of JPMorgan Chase & Co. (NYSE:JPM) by 0.6% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The fund... 
Sonova Holding AG (OTCMKTS:SONVY) Short Interest Update

Sonova Holding AG (OTCMKTS:SONVY) Short Interest Update

Posted by on Jan 19th, 2021 // Comments off

Sonova Holding AG (OTCMKTS:SONVY) saw a large drop in short interest in December. As of December 31st, there was short interest totalling 5,800 shares, a drop of 20.5% from the December 15th total of 7,300 shares. Based on an average... 
Jobchain Price Reaches $0.0007 (JOB)

Jobchain Price Reaches $0.0007 (JOB)

Posted by on Jan 19th, 2021 // Comments off

Jobchain (CURRENCY:JOB) traded 2.4% higher against the US dollar during the 24 hour period ending at 17:00 PM E.T. on January 19th. One Jobchain token can now be bought for approximately $0.0007 or 0.00000002 BTC on major cryptocurrency... 
Gilead Sciences, Inc. (NASDAQ:GILD) Shares Sold by Addenda Capital Inc.

Gilead Sciences, Inc. (NASDAQ:GILD) Shares Sold by Addenda Capital Inc.

Posted by on Jan 19th, 2021 // Comments off

Addenda Capital Inc. reduced its position in shares of Gilead Sciences, Inc. (NASDAQ:GILD) by 0.9% during the 4th quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The firm... 
Detalus Advisors LLC Increases Stock Position in Johnson & Johnson (NYSE:JNJ)

Detalus Advisors LLC Increases Stock Position in Johnson & Johnson (NYSE:JNJ)

Posted by on Jan 19th, 2021 // Comments off

Detalus Advisors LLC lifted its holdings in Johnson & Johnson (NYSE:JNJ) by 4.2% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund owned 5,552 shares... 
Hammer Asset Management LLC Has $436,000 Holdings in Bristol-Myers Squibb (NYSE:BMY)

Hammer Asset Management LLC Has $436,000 Holdings in Bristol-Myers Squibb (NYSE:BMY)

Posted by on Jan 19th, 2021 // Comments off

Hammer Asset Management LLC trimmed its holdings in Bristol-Myers Squibb (NYSE:BMY) by 3.0% in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The fund... 
Traverso Chambers Private Wealth Management LLC Purchases 1,061 Shares of Pfizer Inc. (NYSE:PFE)

Traverso Chambers Private Wealth Management LLC Purchases 1,061 Shares of Pfizer Inc. (NYSE:PFE)

Posted by on Jan 19th, 2021 // Comments off

Traverso Chambers Private Wealth Management LLC grew its position in shares of Pfizer Inc. (NYSE:PFE) by 4.0% in the fourth quarter, according to its most recent filing with the SEC. The fund owned 27,855 shares of the biopharmaceutical... 
Hurlow Wealth Management Group Inc. Has $462,000 Stake in AT&T Inc. (NYSE:T)

Hurlow Wealth Management Group Inc. Has $462,000 Stake in AT&T Inc. (NYSE:T)

Posted by on Jan 19th, 2021 // Comments off

Hurlow Wealth Management Group Inc. raised its holdings in AT&T Inc. (NYSE:T) by 23.2% in the 4th quarter, according to the company in its most recent 13F filing with the SEC. The fund owned 16,048 shares of the technology company’s... 
TORC Oil & Gas Ltd. (TOG.TO) (TSE:TOG) Lowered to “Sector Perform” at Royal Bank of Canada

TORC Oil & Gas Ltd. (TOG.TO) (TSE:TOG) Lowered to “Sector Perform” at Royal Bank of Canada

Posted by on Jan 19th, 2021 // Comments off

Royal Bank of Canada cut shares of TORC Oil & Gas Ltd. (TOG.TO) (TSE:TOG) from an outperform rating to a sector perform rating in a research report sent to investors on Monday morning, Anlyst Ratings reports. They currently have... 
Canadian Tire (TSE:CTC.A) Given New C$190.00 Price Target at National Bank Financial

Canadian Tire (TSE:CTC.A) Given New C$190.00 Price Target at National Bank Financial

Posted by on Jan 19th, 2021 // Comments off

Canadian Tire (TSE:CTC.A) had its price objective hoisted by National Bank Financial from C$168.00 to C$190.00 in a report issued on Monday morning, BayStreet.CA reports. National Bank Financial currently has an outperform rating on... 
Bella Protocol (BEL) Price Reaches $1.28 on Major Exchanges

Bella Protocol (BEL) Price Reaches $1.28 on Major Exchanges

Posted by on Jan 19th, 2021 // Comments off

Bella Protocol (CURRENCY:BEL) traded down 5.9% against the U.S. dollar during the 24-hour period ending at 17:00 PM E.T. on January 19th. Bella Protocol has a market capitalization of $18.58 million and $9.23 million worth of Bella... 
Reviewing Parnell Pharmaceuticals (OTCMKTS:PARNF) and Emergent BioSolutions (NYSE:EBS)

Reviewing Parnell Pharmaceuticals (OTCMKTS:PARNF) and Emergent BioSolutions (NYSE:EBS)

Posted by on Jan 19th, 2021 // Comments off

Parnell Pharmaceuticals (OTCMKTS:PARNF) and Emergent BioSolutions (NYSE:EBS) are both medical companies, but which is the superior business? We will contrast the two companies based on the strength of their dividends, profitability,... 
Aritzia (OTCMKTS:ATZAF) Price Target Increased to $31.00 by Analysts at CIBC

Aritzia (OTCMKTS:ATZAF) Price Target Increased to $31.00 by Analysts at CIBC

Posted by on Jan 19th, 2021 // Comments off

Aritzia (OTCMKTS:ATZAF) had its price objective upped by CIBC from $26.00 to $31.00 in a research note issued to investors on Friday morning, The Fly reports. The brokerage currently has an outperform rating on the stock. Several other... 
Elm Partners Management LLC Trims Position in Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares (NYSEARCA:VSS)

Elm Partners Management LLC Trims Position in Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares (NYSEARCA:VSS)

Posted by on Jan 19th, 2021 // Comments off

Elm Partners Management LLC lessened its holdings in shares of Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares (NYSEARCA:VSS) by 9.1% during the fourth quarter, according to the company in its most recent filing with... 
Schwab U.S. Broad Market ETF (NYSEARCA:SCHB) Shares Sold by Elm Partners Management LLC

Schwab U.S. Broad Market ETF (NYSEARCA:SCHB) Shares Sold by Elm Partners Management LLC

Posted by on Jan 19th, 2021 // Comments off

Elm Partners Management LLC cut its holdings in shares of Schwab U.S. Broad Market ETF (NYSEARCA:SCHB) by 44.8% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional... 
Bottomline Technologies (de) (NASDAQ:EPAY) versus Varonis Systems (NASDAQ:VRNS) Financial Survey

Bottomline Technologies (de) (NASDAQ:EPAY) versus Varonis Systems (NASDAQ:VRNS) Financial Survey

Posted by on Jan 19th, 2021 // Comments off

Bottomline Technologies (de) (NASDAQ:EPAY) and Varonis Systems (NASDAQ:VRNS) are both mid-cap computer and technology companies, but which is the better stock? We will contrast the two companies based on the strength of their dividends,... 
TAP Consulting LLC Has $2.49 Million Stock Holdings in Vanguard FTSE Developed Markets Index Fund ETF Shares (NYSEARCA:VEA)

TAP Consulting LLC Has $2.49 Million Stock Holdings in Vanguard FTSE Developed Markets Index Fund ETF Shares (NYSEARCA:VEA)

Posted by on Jan 19th, 2021 // Comments off

TAP Consulting LLC lessened its holdings in Vanguard FTSE Developed Markets Index Fund ETF Shares (NYSEARCA:VEA) by 5.4% during the fourth quarter, according to the company in its most recent 13F filing with the SEC. The institutional... 
Crescent Capital Consulting LLC Takes Position in Microsoft Co. (NASDAQ:MSFT)

Crescent Capital Consulting LLC Takes Position in Microsoft Co. (NASDAQ:MSFT)

Posted by on Jan 19th, 2021 // Comments off

Crescent Capital Consulting LLC acquired a new stake in shares of Microsoft Co. (NASDAQ:MSFT) in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The firm... 
Watsco (NYSE:WSO) Price Target Raised to $250.00

Watsco (NYSE:WSO) Price Target Raised to $250.00

Posted by on Jan 19th, 2021 // Comments off

Watsco (NYSE:WSO) had its price target hoisted by Jefferies Financial Group from $230.00 to $250.00 in a report published on Friday morning, The Fly reports. The firm currently has a hold rating on the construction company’s... 
iShares MSCI USA Value Factor ETF (BATS:VLUE) Stock Holdings Lifted by Vivid Financial Management Inc.

iShares MSCI USA Value Factor ETF (BATS:VLUE) Stock Holdings Lifted by Vivid Financial Management Inc.

Posted by on Jan 19th, 2021 // Comments off

Vivid Financial Management Inc. increased its holdings in shares of iShares MSCI USA Value Factor ETF (BATS:VLUE) by 22.3% during the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange... 
Vivid Financial Management Inc. Decreases Holdings in iShares MSCI USA Size Factor ETF (NYSEARCA:SIZE)

Vivid Financial Management Inc. Decreases Holdings in iShares MSCI USA Size Factor ETF (NYSEARCA:SIZE)

Posted by on Jan 19th, 2021 // Comments off

Vivid Financial Management Inc. cut its stake in shares of iShares MSCI USA Size Factor ETF (NYSEARCA:SIZE) by 51.1% in the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission.... 
Wambolt & Associates LLC Has $702,000 Stock Position in Unilever PLC (NYSE:UL)

Wambolt & Associates LLC Has $702,000 Stock Position in Unilever PLC (NYSE:UL)

Posted by on Jan 19th, 2021 // Comments off

Wambolt & Associates LLC grew its position in shares of Unilever PLC (NYSE:UL) by 9.7% in the 4th quarter, according to the company in its most recent 13F filing with the SEC. The fund owned 11,636 shares of the company’s... 
Wambolt & Associates LLC Invests $802,000 in iShares MSCI Emerging Markets ETF (NYSEARCA:EEM)

Wambolt & Associates LLC Invests $802,000 in iShares MSCI Emerging Markets ETF (NYSEARCA:EEM)

Posted by on Jan 19th, 2021 // Comments off

Wambolt & Associates LLC bought a new stake in iShares MSCI Emerging Markets ETF (NYSEARCA:EEM) during the fourth quarter, according to the company in its most recent filing with the Securities & Exchange Commission. The... 
Energy Transfer LP (NYSE:ET) Stake Lessened by Stokes Capital Advisors LLC

Energy Transfer LP (NYSE:ET) Stake Lessened by Stokes Capital Advisors LLC

Posted by on Jan 19th, 2021 // Comments off

Stokes Capital Advisors LLC cut its stake in Energy Transfer LP (NYSE:ET) by 56.6% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned... 
Marsh & McLennan Companies, Inc. (NYSE:MMC) Shares Purchased by Stokes Capital Advisors LLC

Marsh & McLennan Companies, Inc. (NYSE:MMC) Shares Purchased by Stokes Capital Advisors LLC

Posted by on Jan 19th, 2021 // Comments off

Stokes Capital Advisors LLC boosted its stake in Marsh & McLennan Companies, Inc. (NYSE:MMC) by 4.8% during the fourth quarter, according to its most recent 13F filing with the SEC. The firm owned 30,523 shares of the financial... 
Arrow Dow Jones Global Yield ETF (NYSEARCA:GYLD) Trading Down 0.4%

Arrow Dow Jones Global Yield ETF (NYSEARCA:GYLD) Trading Down 0.4%

Posted by on Jan 19th, 2021 // Comments off

Arrow Dow Jones Global Yield ETF (NYSEARCA:GYLD)’s share price fell 0.4% during mid-day trading on Monday . The company traded as low as $13.58 and last traded at $13.79. 1,282 shares were traded during trading, a decline of... 
Raymond James Raises Teck Resources (NYSE:TECK) Price Target to $28.00

Raymond James Raises Teck Resources (NYSE:TECK) Price Target to $28.00

Posted by on Jan 19th, 2021 // Comments off

Teck Resources (NYSE:TECK) (TSE:TECK) had its price objective raised by Raymond James from $23.50 to $28.00 in a research note issued to investors on Friday morning, The Fly reports. They currently have an outperform rating on the... 
Thomson Reuters (NYSE:TRI) Lifted to Buy at Zacks Investment Research

Thomson Reuters (NYSE:TRI) Lifted to Buy at Zacks Investment Research

Posted by on Jan 19th, 2021 // Comments off

Zacks Investment Research upgraded shares of Thomson Reuters (NYSE:TRI) (TSE:TRI) from a hold rating to a buy rating in a research note published on Friday, Zacks.com reports. They currently have $89.00 price objective on the business... 
B. Riley Raises Under Armour (NYSE:UAA) Price Target to $15.00

B. Riley Raises Under Armour (NYSE:UAA) Price Target to $15.00

Posted by on Jan 19th, 2021 // Comments off

Under Armour (NYSE:UAA) had its target price lifted by B. Riley from $13.00 to $15.00 in a research report report published on Friday, The Fly reports. The firm currently has a neutral rating on the stock. B. Riley also issued estimates... 
Investment Partners LTD. Sells 178 Shares of V.F. Co. (NYSE:VFC)

Investment Partners LTD. Sells 178 Shares of V.F. Co. (NYSE:VFC)

Posted by on Jan 19th, 2021 // Comments off

Investment Partners LTD. cut its stake in V.F. Co. (NYSE:VFC) by 5.4% in the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The firm owned 3,146 shares of the textile... 
BLB&B Advisors LLC Grows Stake in American Tower Co. (REIT) (NYSE:AMT)

BLB&B Advisors LLC Grows Stake in American Tower Co. (REIT) (NYSE:AMT)

Posted by on Jan 19th, 2021 // Comments off

BLB&B Advisors LLC lifted its position in American Tower Co. (REIT) (NYSE:AMT) by 23.0% during the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The fund... 
Head to Head Comparison: Illumina (NASDAQ:ILMN) & 10x Genomics (NASDAQ:TXG)

Head to Head Comparison: Illumina (NASDAQ:ILMN) & 10x Genomics (NASDAQ:TXG)

Posted by on Jan 19th, 2021 // Comments off

10x Genomics (NASDAQ:TXG) and Illumina (NASDAQ:ILMN) are both large-cap medical companies, but which is the superior business? We will compare the two businesses based on the strength of their profitability, institutional ownership,... 
Royal Bank of Canada (NYSE:RY) Position Raised by Addenda Capital Inc.

Royal Bank of Canada (NYSE:RY) Position Raised by Addenda Capital Inc.

Posted by on Jan 19th, 2021 // Comments off

Addenda Capital Inc. lifted its stake in Royal Bank of Canada (NYSE:RY) (TSE:RY) by 1.8% in the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm owned 1,187,990... 
Ritholtz Wealth Management Grows Holdings in ASML Holding (NASDAQ:ASML)

Ritholtz Wealth Management Grows Holdings in ASML Holding (NASDAQ:ASML)

Posted by on Jan 19th, 2021 // Comments off

Ritholtz Wealth Management raised its position in ASML Holding (NASDAQ:ASML) by 13.1% during the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The institutional... 
Vinda International Holdings Limited (OTCMKTS:VDAHF) Short Interest Update

Vinda International Holdings Limited (OTCMKTS:VDAHF) Short Interest Update

Posted by on Jan 19th, 2021 // Comments off

Vinda International Holdings Limited (OTCMKTS:VDAHF) was the recipient of a significant increase in short interest during the month of December. As of December 31st, there was short interest totalling 5,423,200 shares, an increase... 
JPMorgan Chase & Co. Cuts Hormel Foods (NYSE:HRL) Price Target to $40.00

JPMorgan Chase & Co. Cuts Hormel Foods (NYSE:HRL) Price Target to $40.00

Posted by on Jan 19th, 2021 // Comments off

Hormel Foods (NYSE:HRL) had its price target lowered by JPMorgan Chase & Co. from $44.00 to $40.00 in a research report issued on Tuesday, The Fly reports. JPMorgan Chase & Co.‘s price objective would indicate a potential... 
DNB Asset Management AS Has $31.84 Million Stock Holdings in Intuit Inc. (NASDAQ:INTU)

DNB Asset Management AS Has $31.84 Million Stock Holdings in Intuit Inc. (NASDAQ:INTU)

Posted by on Jan 19th, 2021 // Comments off

DNB Asset Management AS grew its stake in Intuit Inc. (NASDAQ:INTU) by 107.9% in the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The firm owned 83,821 shares of... 
Triton Wealth Management PLLC Sells 83,904 Shares of Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ)

Triton Wealth Management PLLC Sells 83,904 Shares of Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ)

Posted by on Jan 19th, 2021 // Comments off

Triton Wealth Management PLLC cut its position in Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ) by 50.3% during the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The... 
Triton Wealth Management PLLC Purchases Shares of 4,002 Brinker International, Inc. (NYSE:EAT)

Triton Wealth Management PLLC Purchases Shares of 4,002 Brinker International, Inc. (NYSE:EAT)

Posted by on Jan 19th, 2021 // Comments off

Triton Wealth Management PLLC purchased a new stake in shares of Brinker International, Inc. (NYSE:EAT) in the fourth quarter, according to the company in its most recent disclosure with the SEC. The institutional investor purchased... 
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